![]() ![]() Learn More About Our RIA Formation Services Learn More About Commodity Pools and Forex Trading Only if you are licensed, you can advertise your advisory services. National Futures Administration (NFA) unless an exemption applies to you. If you trade forex, futures or commodities, you must register with the U.S. Step 3 Evaluate (RIA) Investment Adviser Licensing Requirements Determine whether you must register as investment adviser (RIA) with the SEC or your home state. Learn More About Blue Sky Filings and SEC Form D File your blue sky filings within the appropriate time - either before distribution or within 15 days of the first sale in that state, depending on the state's rules. We prepare and file SEC Form D for your hedge fund and the blue sky filings for any state where you find an investor. Step 7 SEC Form D and other Blue Sky Filings If your hedge fund accepts a U.S. Learn More About Hedge Fund Offering Documents Core elements include the hedge fund's investment objective, investment strategies, management team biographical data, hedge fund performance fees, hedge fund management fees, hedge fund redemption, hedge fund lock-ups, hedge fund risk disclosures, etc. We will work with you to identify, define, and provide examples of the core elements of hedge fund offering documents based on our substantial experience and extensive collection of hedge fund offering documents. Complete the Hedge Fund Terms Sheet Questionnaire that we provide to you when you become our client. Step 6 Define the Terms of the Hedge Fund You are creating a unique financial product. If registration with the regulators is required for the fund manager (i.e., as an investment adviser or as a commodity or forex pool operator) give yourself a few months to launch the hedge fund. It takes a little longer to launch an offshore hedge fund. Step 2 Determine Your Hedge Fund Launch Date Assuming registration as an investment adviser and/or as a commodity pool operator is not required, you should be able to launch a U.S. Click Here to Learn More About Us A good hedge fund lawyer such as Hannah Terhune can help you start your hedge fund. We have good references and a good reputation for client service. You can reach us easily by telephone, email, and Skype. Your lawyer should be committed to working directly with you through all aspects of the fund development and launch process. Hire a lawyer with knowledge of the hedge fund industry from a regulatory, legal, tax and business perspective. Step 1 Getting Started Experienced service providers play a vital role in guiding hedge fund managers. ![]()
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